Compliance Clarified – a podcast by Thomson Reuters Regulatory Intelligence
Ein Podcast von Thomson Reuters
123 Folgen
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Series 2, Episode 10: Personal accountability: structure vs substance
Vom: 27.7.2021 -
Series 2, Episode 9: Technology and the need for firms to upskill
Vom: 20.7.2021 -
Series 2, Episode 8: Culture – where are we now?
Vom: 13.7.2021 -
Series 2, Episode 7: Cryptos on the rise
Vom: 6.7.2021 -
Series 2, Episode 6: Data governance comes to the fore
Vom: 29.6.2021 -
Series 2, Episode 5: Antitrust
Vom: 22.6.2021 -
Series 2, Episode 4: Evolving impact of financial crime
Vom: 15.6.2021 -
Series 2, Episode 3: All things remuneration
Vom: 8.6.2021 -
Series 2, Episode 2: Cost of Compliance 2021: Shaping the Future
Vom: 1.6.2021 -
Series 2, Episode 1: Operational resilience at the board room table
Vom: 25.5.2021 -
Episode 12: Where now with Brexit?
Vom: 30.3.2021 -
Episode 11: Regtech: the governance lifecycle special report
Vom: 23.3.2021 -
Episode 10: Gloster and the future of the UK FCA
Vom: 16.3.2021 -
Episode 9: Climate risk and the Sustainable Finance Disclosure Regulation (SFDR)
Vom: 9.3.2021 -
Episode 8: Changing shape of U.S. regulation & the impact of GameStop
Vom: 2.3.2021 -
Episode 7: China special report 2021 – digital transformation
Vom: 23.2.2021 -
Episode 6: Five key risks for firms in 2021
Vom: 16.2.2021 -
Episode 5: State of Regulatory Reform
Vom: 9.2.2021 -
Episode 4: Ten things compliance officers need to consider in 2021 – Part 2
Vom: 4.2.2021 -
Episode 3: Ten things compliance officers need to consider in 2021 – Part 1
Vom: 2.2.2021
Compliance Clarified is a podcast from Thomson Reuters Regulatory Intelligence.Listen to wide-ranging, insightful discussions on all things compliance for financial services firms. We delve into the hot topics of the day, the challenges faced and offer up practical ideas for emerging good practice. We de-mystify regulation and explore the art, as well as the science, of the ever-expanding role of the compliance officer. Enforcements, digital transformation, regulatory change, governance, culture, conduct risk – anything and everything impacting the compliance function is up for discussion.