Coffee & Regs

83 Folgen

1. Brexit: Deal or No Deal?

   Vom: 16.10.2020
2. California Love for Data Privacy

   Vom: 12.10.2020
3. Hold Your Position: The Automation & Optimization of Position Limit Monitoring

   Vom: 5.10.2020
4. Trust the Process: Risk Mitigation via Business Verification

   Vom: 28.9.2020
5. Buy vs. Build: How Managed Services Turn Compliance into a Strategic Advantage

   Vom: 21.9.2020
6. Compliance-as-a-Service: RegTech, Data and Managed Services

   Vom: 14.9.2020
7. Regulatory Soup – from UCITS KIID to PRIIPs KID

   Vom: 7.9.2020
8. A Retrospective on Form CRS & Reg BI and Regulator Insights

   Vom: 31.8.2020
9. How the Ghosts of Transaction Reporting Past Guide the Regulatory Future State

   Vom: 24.8.2020
10. Data Management and a Regulatory Book of Record

    Vom: 17.8.2020
11. The Art of Data, Innovation & Adapting to Change

    Vom: 10.8.2020
12. Compliance Culture in a Bottle

    Vom: 3.8.2020
13. Nobody Puts Compliance in a Corner

    Vom: 27.7.2020
14. Business Resilience & Regulatory Exams

    Vom: 23.7.2020
15. The Dark Side of Cybersecurity & BCP

    Vom: 20.7.2020
16. Iceberg Ahead: Navigating Regulatory Change

    Vom: 13.7.2020
17. 2H 2020 Regulatory Outlook: Compliance Coffee Talk with aosphere LLP

    Vom: 9.7.2020
18. Risky Business: Compliance & Market Volatility

    Vom: 6.7.2020
19. Q4 Regulatory Reporting Milestones: SFTR and CME/NEX Abide and Brexit, Oh My!

    Vom: 2.7.2020
20. For CCOs, By CCOs: Assessing Your Compliance Program

    Vom: 29.6.2020