Coffee & Regs
Ein Podcast von CSS (Compliance Solutions Strategies)
Kategorien:
83 Folgen
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Investment Monitoring Rewind & 2022 Preview
Vom: 27.12.2021 -
Evolutionary Changes in Regulatory Compliance in 2022
Vom: 20.12.2021 -
Trends in Transaction Reporting in 2022
Vom: 13.12.2021 -
The Perfect Storm – PRIIPs and SFDR in 2022
Vom: 6.12.2021 -
What’s Next for Cybersecurity in 2022?
Vom: 29.11.2021 -
Special Episode with the Deputy Commissioner, Securities Division of the Vermont Department of Financial Regulation
Vom: 22.11.2021 -
PRIIPs Delay, But Not Implementation Delays
Vom: 15.11.2021 -
CCOs & ESG – Preparing Now for What’s Next
Vom: 8.11.2021 -
Cybersecurity Training, Talent and Diversity
Vom: 1.11.2021 -
An ESG Fireside Chat with KPMG’s Kay Swinburne
Vom: 25.10.2021 -
Digital Assets: Trading & Compliance for Cryptocurrency
Vom: 18.10.2021 -
Shareholding Disclosure Rules for Managed Holdings
Vom: 11.10.2021 -
Cybersecurity Awareness Month – Reducing Cyber Incidents Through Vendor Due Diligence
Vom: 4.10.2021 -
Regulator Insights & SEC Exam Priorities
Vom: 27.9.2021 -
The Latest News & Analysis on the PRIIPs RTS
Vom: 20.9.2021 -
Mythbusting ESG & FAQs Part 2
Vom: 13.9.2021 -
Mythbusting ESG & FAQs Part 1
Vom: 6.9.2021 -
SFDR Level 2 RTS Delays and Latest Developments
Vom: 30.8.2021 -
The Mood of Compliance
Vom: 23.8.2021 -
The RIA Wild West of Going Independent
Vom: 16.8.2021
A CSS RegTech podcast series on moving from a tactical to strategic approach to regulatory compliance. The global regulatory space is complex and fragmented. Financial firms can address this problem through tactical responses to regulatory deadlines or think more strategically on how to optimize their compliance data, operations and technology. The Compliance Solutions Strategies weekly podcast features regulatory experts, former Chief Compliance Officers, cybersecurity specialists, industry partners and RegTech collaborators to help prepare investment management firms for changes on the regulatory horizon.