RT Plus - Avoiding common pitfalls around market disclosure

Regulation Tomorrow Podcast - Ein Podcast von NRF Regulation Tomorrow Podcast

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In this episode we’re playing a conversation that took place recently between Katie Stephen and Sonya Zywko regarding how to deal with enquiries from the regulator regarding market disclosures, including discussion of how to mitigate the risk of receiving an enquiry and when issues are raised, how best to respond.

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