Regulation Tomorrow Plus: DE&I series “Non-financial misconduct”
Regulation Tomorrow Podcast - Ein Podcast von NRF Regulation Tomorrow Podcast
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In the sixth podcast in our DE&I series, Jonathan Herbst, Katie Stephen, Rebecca Dulieu and Simon Lovegrove discuss non-financial misconduct including previous FCA enforcement action, the FCA’s proposals in CP23/20 and the practical steps that firms can take in this area. The podcast is the first in a planned mini-series that will focus on this complex and evolving topic.
