Season 4, Episode 8: Corporate Investigations

In the eighth episode of season 4 of the Compliance Clarified podcast, Susannah Hammond is joined by Helen Chan to take a look at look at the challenges for risk and compliance functions posed by corporate investigations particularly with a backdrop of geopolitical tensions and with examples from, in the most part, Asia. Links to content referenced in the discussion: Impact of China’s ‘unreliable entity’ list https://www.linkedin.com/posts/helenhchan_unreliable-entity-list-overview-activity-6907901406703943680-pzit Compliance risks for overseas listed Chinese companies https://www.linkedin.com/posts/helenhchan_compliance-risks-for-overseas-listed-chinese-activity-6876078181410058240-BmHK New draft measures from the Cyberspace Administration of China on security assessments for cross-border data transfers is expected to impact business https://www.linkedin.com/posts/helenhchan_cac-draft-measures-activity-6869223709106946048-C-j5 Further information on Thomson Reuters Regulatory Intelligence can be found at: https://legal.thomsonreuters.com/en/products/regulatory-intelligence?elqTrackId=73370082102a4669b4d34524158b501c&elqaid=3945&elqat=2

Om Podcasten

Compliance Clarified is a podcast from Thomson Reuters Regulatory Intelligence.Listen to wide-ranging, insightful discussions on all things compliance for financial services firms. We delve into the hot topics of the day, the challenges faced and offer up practical ideas for emerging good practice. We de-mystify regulation and explore the art, as well as the science, of the ever-expanding role of the compliance officer.  Enforcements, digital transformation, regulatory change, governance, culture, conduct risk – anything and everything impacting the compliance function is up for discussion.